-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L1KfbQlWuV6BhcywEz4mKdY8mfzj2ef1wN/2EahsBcI20qqeO8s581WFnYxyyQFX 1DKXMtxceaM75ZxEq6lr3w== 0000950135-98-000644.txt : 19980211 0000950135-98-000644.hdr.sgml : 19980211 ACCESSION NUMBER: 0000950135-98-000644 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980210 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MATHSOFT INC CENTRAL INDEX KEY: 0000895095 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042842217 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-43897 FILM NUMBER: 98528841 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1017 BUSINESS PHONE: 6175771017 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1521 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DIGATE CHARLES J CENTRAL INDEX KEY: 0001008632 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 14 OXFORD STREET CITY: WINCHESTER STATE: MA ZIP: 01890 MAIL ADDRESS: STREET 1: MATHSOFT INC 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1521 SC 13D/A 1 MATHSOFT, INC ON BEHALF OF CHARLES J. DIGATE 1 ----------------------------- OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response . . .14.90 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* MATHSOFT, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 576798102 - -------------------------------------------------------------------------------- (CUSIP Number) Lisel M. Mittelholzer, c/o Testa, Hurwitz & Thibeault, LLP, 125 High Street, High Street Tower, Boston, MA 02110 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 10, 1998 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) 2 - --------------------------- --------------------------- CUSIP No. 576798102 SCHEDULE 13D Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CHARLES J. DIGATE ###-##-#### - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 769,099 NUMBER OF ------------------------------------------------------- SHARES 8. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH ------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON WITH: 769,099 ------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 769,099 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.9% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* IN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 3 ITEM 1: SECURITY AND ISSUER: Common Stock, $.01 par value per share ("Common Stock"), of MathSoft, Inc., a Massachusetts corporation (the "Company"). The address of the Company's principal executive office is 101 Main Street, Cambridge, MA 02142. ITEM 2: IDENTITY AND BACKGROUND: (a) Charles J. Digate. (b) 14 Oxford Street, Winchester, MA 01890. (c) President and Chief Executive Officer of the Company. (d) None. (e) None. (f) USA. ITEM 3: SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION: Not applicable. This Schedule 13D is being filed because Mr. Digate has additional options which are currently exercisable or will become exercisable within sixty (60) days of the date of this report. ITEM 4: PURPOSE OF TRANSACTION: The shares held by Mr. Digate are being held for investment purposes. Mr. Digate has no present plan or proposal to affect substantial changes in the business, organization, form or control of the Company in his role as a stockholder. ITEM 5: INTEREST IN SECURITIES OF THE ISSUER: (a) Mr. Digate beneficially owns an aggregate of 769,099 shares, or 7.9%, of the Company's Common Stock. Of this total, 599,375 shares are stock options which are currently exercisable or will become exercisable within sixty (60) days of the date of this report. The percentage is calculated by dividing the number of shares beneficially owned by Mr. Digate by the sum of: (i) the 9,074,335 shares of Common Stock reported to be outstanding on October 31, 1997 on the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 1997; and (ii) the 599,375 stock options beneficially owned by Mr. Digate that are exercisable within sixty (60) days of the date of this report. (b) Mr. Digate has the sole power to vote, to direct the vote, dispose, or to direct the disposition of 769,099 shares of Common Stock beneficially owned by him. (c) On December 31, 1997, 39,062 stock options became exercisable at exercise prices of $2.00 and $3.00 per share and an additional 45,312 options will become exercisable within 60 days of the date of this report at exercise prices of $2.00, $2.6875 and $3.00 per share. (d) Not applicable. Page 3 of 5 Pages 4 (e) Not applicable. ITEM 6: CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS, OR RELATIONSHIPS WITH RESPECT TO THE SECURITIES OF THE ISSUER: Not applicable. ITEM 7: MATERIAL TO BE FILED AS EXHIBITS: None. [remainder of page intentionally left blank] Page 4 of 5 Pages 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1998 /s/ Charles J. Digate ----------------------------------- Charles J. Digate Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----